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Appropriate
Use of University Research Funds
Research
funds are sometimes provided by the Provost to support a broad range
of research activities by members of the Yale faculty. Such awards
are not appropriate for personal or any other expenses that are
not directly related to research. Some research funds are provided
for specific research purposes. The list below provides examples
of expenses that typically may and may not be charged to research
accounts that are not designated for specific purposes. Obviously,
all funds should be expended prudently, and the level of expenses
should be governed by need and common sense. Grants provided by
external sponsors (e.g., government agencies or private foundations)
may include constraints that are more restrictive than these guidelines,
and for information about particular grants, please consult the
Office of Grants and Contracts Administration. Some kinds of expenditures,
such as air travel, are also governed by specific University policies,
including those that prohibit anything but coach travel except for
reasons of health or especially long distances. It is also important
to remember that equipment and furniture purchased with University
funds are the property of the University.
It is not possible
to list all of the items and expenses that qualify or do not qualify
as research expenses. It is the purpose of the expenditure rather
than the item or service that determines whether it is a legitimate
research expense. Thus, items on the normally appropriate list can
be included only if they are being used for research purposes. Conversely,
some of the items on the normally inappropriate list could be included
if it can be demonstrated that they are essential to a research
project. The underlying test is whether the expense is directly
relevant to the sponsored research. For all of these matters, consult
the appropriate policies in the Faculty Handbook and at http://www.yale.edu/ppdev/.
Normally
appropriate research expenses:
Books
Clerical and administrative help (not usually allowable on federal
grants)
Computer hardware and software
Conference registration fees
Office file cabinets
Food while travelling
Hotel costs
Office movable bookcases
Long distance calls
Library fees
Page charges for articles in scholarly journals
Photocopy costs
Photographs
Professional journal subscriptions
Meals and other local expenses for research collaborators
Membership in professional organizations (not allowable on federal
grants)
Research assistants
Research equipment
Student assistants
Transportation to conferences, libraries, or research sites
Examples
of inappropriate research expenses:
Academic
robes
Advertisement for books
Business or first-class travel (except as allowed by University
policy)
Cell phones, Blackberries, PDAs
Child care
Clothing
Club memberships
First-class airline travel
Framing of pictures, maps as office decor
Gifts
Home office furniture
Home office renovations
Library fines
Luggage
Network connectivity costs
Newspapers & magazines
Salary (unless specifically authorized)
Spousal, partner, or other family member travel costs
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