JIE Dissertation Listing

Author: Edgar Günther Hertwich
Title: Toxic Equivalency:  
Addressing Human Health Effects 
in Life Cycle Impact Assessment
Institution: Energy and Resources Group, UNIVERSITY OF CALIFORNIA, BERKELEY
Date: 22 May 1999
Advisor: Catherine P. Koshland, William S. Pease 
Key Words: Life-Cycle Assessment, Impact Assessment, Human Health, Potential Dose, Fugacity
How to Obtain: The dissertation can be obtained from UMI (http://www.umi.com/hp/Products/Dissertations.html) or from the author, Edgar Hertwich, LCA Laboratory, Norwegian University of Science and Technology, Kolbjørn Hejesvei 2b, 7034 Trondheim, Norway, Tel. +47-73-59 8280, Fax +47-73-59 0110, hertwich@design.ntnu.no.
 Abstract: Comparative evaluation rests on science to describe actions of environmental stressors and on values to judge the detriment of the consequences.  A step-wise comparison, starting with similar stressors, simplifies the analysis.  To clarify the interaction between science and values, I suggest to distinguish among factual, normative, and relational truth claims.  Relational claims address the relation of factual knowledge and values and should follow the rules of logic.  Arguments about impact assessment method development are relational and need to refer to normative judgments as well as scientific knowledge to be rational.

A decision-analytic framework provides a consistent, systematic structure for impact assessment.  Similar stressors, such as toxic chemicals, are evaluated by constructed attributes, such as HTP.  These attributes relate to our fundamental objectives through causal relationships. Decision analysis provides criteria for method development.
The comparative evaluation of environmental stressors serves to support environmental policy as well as private pollution prevention efforts.  This thesis addresses the evaluation of toxic emissions in product life-cycle assessment, and it provides a framework and theoretical foundation for such comparative evaluations.  The Human Toxicity Potential developed here, as well as the structure of the broader assessment, is applicable to other decision support tools in Industrial Ecology and environmental policy.

The Human Toxicity Potential (HTP) is a weighting factor that expresses the release of a toxic chemical in terms of an equivalent release of a reference chemical.  It is based on the toxicity of a chemical as well as its potential dose.  Applicable measures of toxicity are U.S. EPA’s cancer potency and reference dose.  The potential dose is evaluated by a multimedia, multiple pathway fate and exposure model, CalTOX.  CalTOX determines pollutant concentrations in uniformly mixed environmental compartments from intercompartmental mass transfer equations. It models exposure pathways using partitioning and biotransfer relationships.  The potential dose is based on exposure media concentrations, diet, and activity pattern.
A systematic uncertainty analysis addresses parameter, model, and decision-rule uncertainty as well as variability in the potential dose.  It serves to increase the confidence in HTP and to provide the information necessary to evaluate the reliability of decisions based on this indicator.